confirmed the clients' trading orders via telephone, as she understood that these could have been evidence of the clients' trading orders. However, {A} failed to record her accepting of security trading
the SEC Office according to the methods and procedures prescribed in the Licensing Manual for the Public. We have studied, acknowledged and understood the Personal Data Protection Policy for internal
B.E. 2562 (2019). In this regard, we have studied, acknowledged and understood the SEC Office’s Personal 2 Data Protection Policy for internal administration available at the SEC Office’s website as
B.E. 2562 (2019). In this regard, we have studied, acknowledged and understood the SEC Office’s Personal phanchul Typewriter [Input date] phanchul Typewriter [Fill in ALL latest applicant's profiles
Transactions Act B.E. 2544 (2001), etc.; and 8. The Applicant has studied, acknowledged and understood the Personal Data Protection Policy for internal administration (as disclosed on the SEC Office’s website
. 2550 (2007) and the Electronic Transactions Act B.E. 2544 (2001), etc.; and 8. The Applicant has studied, acknowledged and understood the Personal Data Protection Policy for internal administration (as
Protection Act B.E. 2562 (2019). The Applicant has studied, acknowledged and understood the Personal Data Protection Policy for internal administration (as disclosed on the SEC Office’s website) as well as the
public interest pursuant to Section 24(4), Paragraph 1(2) of Section 25, and Section 27 of the Personal Data Protection Act B.E. 2562 (2019). The Applicant has studied, acknowledged and understood the
unit holders by calculating returns that vary according to a formula of calculation or a certain condition that is not easily understood by retail investors; “notification on investment” means the