Bangkok, September 18, 2014 ? The SEC imposed additional requirements on new principle valuers for transactions in capital market that they must pass examination and be interviewed by the SEC. The

investible by Thai mutual funds. This includes foreign CIS in other forms, such as commodity-based trust.** The qualification requirements for foreign CIS are: (1) the issuance and offering is under the

(2018). Under the proposal, the qualifications or prohibited characteristics of digital asset business license applicants, their directors and major shareholders under Clause 3* (10), (11), and (12) (b

Bangkok, August 28, 2015 ? The SEC has amended rules governing issuers? qualifications to further enhance the efficiency in the securities public offering?s reviewing process of non-listed companies

The key points of the amendments to the qualifications of bondholder representatives are as follows:   (1)  A securities company licensed to operate securities brokerage business, securities

The key points of the amendments to the qualifications of bondholder representatives are as follows:             (1)  A securities company licensed to operate securities brokerage business

qualifications whereby an IPO applicant shall not get involved in any illegal business. The proposed amendments are in line with the regulations for issuance of newly issued shares of public limited companies

existing regulations regarding the qualifications of bondholders’ representatives, which have been in place since 2009 amid the changing circumstances. The SEC is therefore conducting the public

During 22 March – 25 April 2024, the SEC conducted a public hearing on the proposed principles for amending the qualifications of bondholders’ representatives. Most respondents agreed with the

amendments which essentially would:   (1) Revise the wording on the determination of the qualifications of an issuer of an initial public offering to be clearer in the part of non-involvement in an illegal