execution of the scheme.Their actions were in violation of Sections 243 (1), (2) in conjunction with Section 244 of the Securities and Exchange Act B.E. 2535 (1992) and Sections 83 and 86 of the Penal Code

trading. The aforesaid actions of Shine were in contravention of Sections 243(1), (2) and 244 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 of the Penal Code

Department of Special Investigation (DSI) for further legal proceedings.Their actions were in contravention of the first paragraph of Section 281/2 in conjunction with Section 89/7 of the Securities and

with normal market conditions with a view to inducing the general public to trade such securities.  The aforesaid actions of Shine and others were in contravention of Sections 243(1), (2) and 244 of the

Bangkok, 24 January 2024 – The Securities and Exchange Commission (SEC) reinforces collaboration with the Department of Special Investigation (DSI) regarding the legal proceedings against the

Bureau of Financial-Banking Crimes and Money Laundering, to discuss the developments of the legal proceedings in the case of Stark Corporation Public Company Limited (STARK), and to offer full

proceedings dated 29 July 2022 on its website at www.zipmex.com. The SEC has therefore instructed Zipmex to inform its clients deemed to be its creditor of the update and facilitate the clients’ exercising of

-organized a seminar on “Class Action Case Proceedings” to share knowledge about class action to interested parties and provide assistance to those adversely affected in the capital market due to violation

SEC files criminal complaint against three alleged offenders on account of failure to perform duty in good faith causing damage to the company Bangkok, April 23, 2012 ? The SEC today filed a criminal complaint against Amnat Tangurimarn, Chairman of Executive Board and Director of General Engineering Plc. (GEN), Shine Bunnag, and former GEN employee Kittichai Khiewkham with the Department of Special Investigation (DSI) on account of failure to perform duty in good faith causing damage to the com...

Bangkok, August 10, 2011 - The SEC and the Economic Crime Division of the Royal Thai Police (ECD Police) raided and filed a criminal complaint against {X1} Co., Ltd. and related persons for undertaking derivatives business without license. In combating and suppressing against illegitimate businesses, the SEC also alerts investors in this matter and strongly advises them to check whether the soliciting companies are authorized by the SEC prior making investment decision.On August 2, 2011, the SEC...