the persons who commit offenses as prescribed by the acts/royal decrees under the power and duties of the SEC Office. 1. Personal data collected by the SEC Office: The SEC Office collects the following
well as the persons who commit offenses as prescribed by the acts/royal decrees under the power and duties of the SEC Office. 1. Personal data collected by the SEC Office: The SEC Office collects the
be eligible for cross-border offerings, the mutual funds must meet acceptable standards. Such mutual recognition would help to increase competitive edge of the asset management business in the
) ................................................................................................................................................................. As the user of Company Account with the power and duty related to electronic submission of information to the SEC Office in accordance with the SEC Office’s Standard Procedures for Electronic
persons who commit offenses as prescribed by the acts/royal decrees under the power and duties of the SEC Office. 1. Personal data collected by the SEC Office: The SEC Office collects the following personal
checkups through a risk assessment test and target determination; (2) determining an investment plan according to acceptable risks and targets determined; (3) making investment according to an investment
policies with acceptable risks. This information is provided for notification to the SET and for disclosure to investors. Yours sincerely, (Mr. Somboon Fusriboon) Managing Director /home/nsi/Desktop/นนนำสส่ง
(Form 61-2) (The same form as submitted to the SEC Office for approval request, which contains current information, is acceptable). For your kind consideration. Yours sincerely, Signature