approved person shall indicate such condition in the offering circular. Clause 20 An approved person under this Notification shall complete its offer for sale of newly issued bonds within 6 months as from
prescribed in Clause 57(1) in such printed document or advertising. Clause 31 The approved person shall complete its offer for sale of shares within six months as from the date on which the SEC Office has
Clause 24 An approved person shall complete the offer for sale of the units within 6 months as from the date on which the SEC Office notifies the approval. In case the approved person is unable to complete
prescribed herein, and the approved person shall submit such information and documents upon request of the SEC Office. The approved person shall store the complete information and documents under Paragraph 1
”, “associate company”, “connected person”, “executive”, “major shareholder”, “controlling person”, “person who may have a conflict of interest” and “consolidated financial statements” shall have the same meaning
Bangkok, February 6, 2015 - The SEC suspended {A}, a capital market investment consultant of Capital Nomura Securities PLC., for receiving trading orders from a person who was not the owner of
personnel. I hereby certify that the above statements and the supplementary documentation attached herewith are complete, accurate and true. Sincerely, Signature
conducted through an electronic channel (E-meeting) and in person at the Miracle Grand Convention Hotel, (Magic Room 1, Ground Floor), located at 99 Kamphaeng Phet 6 Road, Talad-Bangkhen, Laksi, Bangkok
by financial advisor Bualuang Securities Public Company Limited, lacked sufficient details of the ultimate tender offeror and contained no information on the identity of the shareholders or the person