Bangkok, October 30, 2012 ? The SEC requires advertisement on marketing campaign for selling mutual fund investment units clearly provide the fund?s information and avoid giving too much information on the giveaways. As from October 26, 2012, asset management company, brokerage firm and LBDU operator which hold marketing campaign must emphasize on the information necessary for investor?s decision. Non-compliance may cause the advertisement to be ceased or revised.Advertisement on selling of m...
Bangkok, June 27, 2014 ? The SEC is seeking public comment on revision of public offering rules to impose a barring period on re-filing of application for securities public offerings. Such period
deadlines and allows business operators and regulated companies to request additional extension for the SEC’s consideration on a case-by-case basis. The details are as follows: 1. Securities companies
The SEC has amended the regulations concerning supervision of personnel in capital market businesses by extending the renewal application submission period from September 1st to December 15th each
period for the applications for approval of the establishment and modification of SRI Funds, submitted during 1 January – 31 December 2024. This short-term measure aims to support asset management
fraudulent act.In order to prevent removal or disposal of Wichai?s assets, the Criminal Court, on April 22, 2011, had issued an extension order of Wichai?s asset freezing period for 90 days (until July 23
order to prevent removal or disposal of {A}'s assets, the Criminal Court, on April 22, 2011, had issued an extension order of {A}'s asset freezing period for 90 days (until July 23, 2011) and the SEC also
based on the same period of time and extend IPO subscription period at least for two business days. This is to allow investors more time to digest the information for their decision making. Vorapol
media interview, of additional information beyond what appears in the filing of CHEWA initial public offering. The cooling period of the IPO, as a result, has been suspended due to the inconsistent
Following the SEC’s publication of the consultation paper on the principles of the Travel Rule on 10 March 2026, for which the initial public hearing period was set at 15 days (ending on 25 March