The Office of Securities and Exchange Commission (SEC) is considering amendments to the laws administered by SEC in order to increase the efficiency of law enforcement. The Agency proposes to
by the rated entity or obligor; c. Holds or transacts in a trading instrument issued by an affiliate of the rated entity or obligor, the ownership of which may cause or may be perceived as causing a
entity or obligor, the ownership of which may cause or may be perceived as causing a conflict of interest with respect to the employee or the CRA; d. Holds or transacts in a trading instrument issued by a
countries perceived as non-cooperative in the global fight against money laundering and terrorist financing. In this regard, the SEC was informed by the Anti-Money Laundering Office (AMLO) on the amendments
intermediary, who will conduct KYC and Suitability tests in order to protect investors.4. Funds investing in shares of SMEs and startups will be established. These funds will be administered and
the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an association or a training institute
person qualified to be fund manager shall attend the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an
, all within the framework of anti-money laundering laws.In the past, regulatory agencies were perceived by investors as slow in their work, which hindered the effective prevention of crimes in the
rev t profit of 6. nd the Comp six-month eriod for 201 %. The reaso ces expense nce are exp o 179.15 m nd service in same period ’s perceived ction branch 2017 equal as cost of R ncrease 67. Page1/3 7