Facebook page "Beginners understand stocks" : Unlicensed securities and derivatives business (Disclosure Date : 20/01/2026)
Facebook อ้างชื่อ Beginners understand stocks - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 20/01/2569)
perceive the client ’s investment objective, knowledge, understanding and experience regarding securities investment in conjunction with the consideration of securities dealing transactions and giving of
ability. In case of a retail client, the securities company shall arrange sufficient information or evidentiary documentation to perceive the client’s investment objective, knowledge, understanding and
ใด ๆ เน่ืองจำกผู้ลงทุน perceive ว่ำ กองทุนรวมตรำสำรหนี้เป็นกองทุนที่มี นโยบำยกำรลงทุนในทรัพย์สินที่มีลักษณะเป็นตรำสำรหนี้ หลักเกณฑ์จึง ก ำหนดให้กองทุนรวมตรำสำรหนี้ต้องลงทุนใน pure หนี้ ≥ 80% ของ NAV
from clients to accommodate the SEC’s request. 4. I well recognize and understand the requirements in the notification of the SEC regarding to the approval of foreign auditors and I am willing to comply
of Audit Research Project, revealing the main reason why stakeholders or related parties have failed to see the value of audit is because they do not fully understand the roles and responsibilities of
seminar co-hosted by PAPC, SEC, Faculty of Law, CU, FPTI and ACIOA shows the vigorous sign that all sectors place importance to and recognize benefits of personal data protection. In addition, the first
Approval of Auditors ; 5. I entirely understand the code of ethics for professional accountants and will perform audit work in compliance with the code; 6. I entirely understand the generally accepted
the Notification of the SEC Office regarding Approval of Auditors; 5. I entirely understand the code of ethics for professional accountants and will perform audit work in compliance with the code; 6. I