A 7, 2018 as fo pendent Di place. Mr.Su n and Appo sets of the Co Performanc siness Restru mpany Limi s passed sig airman of th d Chairman Audit Comm ollows: irector and umate Sang ointment ompany ce
Bangkok, 20 October 2016 - The SEC has suspended approval of 11 investment consultants of six securities companies for soliciting investors to purchase IPO and over-the-counter shares to seek
fine of Baht 7000. The jail term, however, was suspended. SEC Act S.303 Criminal Complaint Filed with an Inquiry Official Dated 30/07/2008
, was suspended. SEC Act S.303 Criminal Complaint Filed with an Inquiry Official Dated 17/03/2010
positions while his capital market investment consultant status was also suspended, effective from September 6, 2014. Three capital market investment consultants, namely {B}, {C} and {D} as well as a
Bangkok, December 4, 2012 - The SEC suspended {A} of Finansia Syrus Securities PLC for four months and 15 days; and also suspended {B} of Hua Seng Heng Gold Futures Co., Ltd. for three months
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC