The Securities and Exchange Commission (SEC), in collaboration with the Bank of Thailand (BOT), the Office of Insurance Commission (OIC) and the Thai Bankers’ Association, organized the Financial

The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Law, Chulalongkorn University, organized a workshop on Human Rights Due Diligence (HRDD) under the Business and

, through the SEC’s communication channels and mass media, in the forms of infographics, articles, as well as educational seminars organized in cooperation with related agencies. In carrying out investor

This public hearing proposes to revise the qualifications for private funds under the definition of “Institutional Investor.” The proposal would allow private funds to be recognized as institutional investors without requiring to assess the qualifications of the underlying clients for investor classification purposes*. This approach is based on the fact that private funds are managed by licensed securities business operators in the category of private fund management – professionals who po...

Arbitral Procedure Organized by the SEC Office (No. 2)

: Transforming Investments and Elevating Business Sustainability” at the SET Capital Market Research Forum on “ESG and Sustainability in Emerging Markets: Shaping Thailand’s Future,” organized by the Stock

4 ธันวาคม 2550 เรียน  ผู้จัดการ               บริษัทหลักทรัพย์ที่ได้รับใบอนุญาตให้ประกอบธุรกิจ

ประกาศสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ ที่ สธ. 38/2559 เรื่อง การ

ประกาศสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ ที่ สธ. 9/2539 เรื่อง วัน

Future Foundation (TFF), as moderator. The seminar was organized by TFF under the endorsement of the Capital Market Development Fund (CMDF) with the main objective of sharing perspectives and guidelines