SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
utilizing the inside information for selling IFEC shares on 4 November 2016, totaling 10,153,186 shares, through his own trading account. 22/12/2020 The Appeal Court has rendered a judgement opposing the
. Por. 5964/2562. On 22 December 2020, the Appeal Court rendered the judgement,* opposing the Civil Court’s decision. In this regard, the defendant is required to pay civil penalty twice the amount of
receiver at the Opposing Party Division, 2nd Floor, the Legal Execution Building at 189/1, Bang Khun Non Road, Bang Khun Non Sub-District, Bangkok Noi District, Bangkok 10700, or the Legal Execution
Department website at https://reqonline.led.go.th/; 2) Hardcopy submission at the Legal Execution Department: The bondholders may submit a request for debt repayment to the official receiver at the Opposing
institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] · Reviewing and modify updatable by having a risk assessment once a
financial institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] o Reviewing and modify updatable by having a risk
, when considering this connected transaction, directors who are connected did not attend the meeting and did not vote. 10) Opinion of Audit Committee and/or Directors Opposing the transaction None 2