LBDU (limited brokerage, dealing and underwriting) Business Operators Club said in addition, “With the strengths of an LBDU that has available for sale a variety of funds issued by various investment
will lead to multiple dimension impact which is inevitable to participants in capital market businesses. All stakeholders in capital market must join forces to raise awareness among Thai business
SEC held a seminar under the topic of “Thailand SEC Policy Dialogue 2018: Regulating by Market Forces” on 28 November 2018 at the Grand Hyatt Erawan Hotel, with the objective to stimulate policy
Bangkok, May 15, 2014 ? The SEC in cooperation with audit regulators in ASEAN countries host the ASEAN Audit Regulators Group (AARG) Meeting on May 15-16, 2014 in Bangkok. Auditors from the world?s renowned international audit firms are invited to share their views and experience concerning current regulatory and oversight issues, challenges and impediments as well as directions of international accounting and auditing standards. The event aims to promote audit regulator and audit firm cooperati...
Bangkok, March 17, 2015 ? The SEC, the Institute of Directors Association (IOD), the Federation of Accounting Professions under the Royal Patronage of His Majesty the King (FAP), the Thai Listed Companies Association (TLCA), the Association of Investment Management Companies (AIMC), the Government Pension Fund (GPF) and the Thai Investors Association (TIA) jointly promote the right protection volunteer roles in exercising voting rights effectively and in accordance with good corporate governanc...
On 9 April 2026, the ONACC, led by Mr. Surapong Intarathaworn, Secretary-General of the National Anti-Corruption Commission (NACC), held a meeting with the SEC, led by Mrs. Pornanong Budsaratragoon, Secretary-General, together with the SET, led by Mr. Asadej Kongsiri, President, and the IOD, led by Mr. Phrommet Bencharongkit, Project Director of the Private Sector Collective Action Against Corruption (CAC). The meeting aimed to enhance cooperation in preventing corruption in the capital m...
On 9 April 2026, Mr. Anutin Charnvirakul, Prime Minister and Minister of Interior, presided over a press briefing on the outcomes of major cases concerning the suppression of technology‑related crimes. In this regard, the SEC, as the capital market regulator, stands ready to support and connect inter‑agency efforts to prevent and deter technology‑related crimes in Thailand.Mrs. Pornanong Budsaratragoon, Secretary‑General of the SEC, stated: “The SEC places importance on integrated cooper...
Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary-General, clarified: “The SEC, to the best effort, has taken actions under the authority in this case, e.g., instructing the company to disclose information, extend the scope of special audit, and notify investors; and cooperating with relevant law enforcement agencies. We have, so far, made substantial progress in the investigations into the case. With regard to investor rights protection, the SEC has rendered ful...
Multilateral Collaboration initiative serves as a vital platform connecting business operators, social entrepreneurs, and community enterprises. It reflects the commitment of all sectors to join forces in
funds in Saudi Arabia to present information on growth, opportunities, and strengths in businesses related to tourism, hospitals, and alternative energy, which are areas of significant investment interest