Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
required to undertake the following: (1) to disclose the Information Memorandum of the Transaction as detailed in Attachment 1 in accordance with the Acquisition and Disposal Notifications and the Connected
Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and
restructuring exercise, Indorama Ventures Mexico Assets, S. de R.L. de C.V. (“IVMA”) has merged into Indorama Ventures Polymers Mexico, S. de R.L. de C.V. (“IVPM”). Post-merger, IVPM shall be the surviving entity
Department and the Corporate Monitoring Department have been merged to be in charge of fully-fledged supervision of listed companies, while the Fin Tech Department is the center of digital asset-related
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
, on 27 October 2022.For more detailed information about this news, please click https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9682
In the second phase of the “ESG Product Platform” development, the SEC has introduced further information and details on “sustainability-themed bonds”; e.g., the list of top 10 issuers, detailed
underlyings. The key areas of revision are: (1) more detailed disclosure of the criteria for DW price setting to give investors sufficient information for decision making, and (2) permission for foreign stocks