Bangkok, August 14, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board approved the streamlining of structured notes regulations to boost

Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country Group Securities Plc. that {A}, a securities investment analyst and Songkla branch manager and three...

case also involves seeking unlawful gains and consenting to the omission of the B/E transaction records, which caused inaccurate preparation of KC accounting records. The aforesaid four executives are

first bilateral memorandums of understanding designating multilateral cooperation for digital transformation of the Thai capital market in line with Thailand 4.0 Blueprint, on 27 May 2019 at the SEC

procedures for integrating our collaboration further and consider bilateral or multilateral memorandums of understanding with our allies.” _____________________________

Amending Securities Holder Records Attachment 5 Form of Securities Transfer Form E Form TSD-403 Securities Transfer to/from Issuer Account with Participant Attachment 6 Confirmation Letter on the Source of

, memorandums or any documents and liaison with government agencies or related regulatory agencies as well as complete any appropriate and necessary procedures However, the Company would enter into the above