The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...
Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in
. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and
1 - TRANSLATION - VS/PC (Q-Con) 004/2018 February 1st , 2018. Attention Managing Director The Stock Exchange of Thailand Subject : Management Discussion and Analysis for year 2017 Quality
Microsoft Word - 2020.05.13 MD&A trans at Q1.2020.docx (Translation) 13rd May 2020 Subject: Management Discussion and Analysis (MD&A) for the 1st quarter of year 2020 To: Managing Director of the
previous year. ATTN: Managing Director, Stock Exchange of Thailand The financial statement of investment by the equity method of Union Plastic Public Company Limited in 2/2019 ending on 30 June 2019 showed a
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
1 - TRANSLATION - KT/PB (Q-Con) 004/2019 February 4,2019. Attention Managing Director The Stock Exchange of Thailand Subject : Management Discussion and Analysis for year 2018 Quality Construction