), as per the specified legal procedures, passed a resolution requiring Zipmex to rectify its operations within 15 days regarding the failure to manage its business and personnel properly, adequately and
-broker operations, the management of conflicts of interest and the access to the company’s information. These are critical systems, and failure to address these issues could lead to potential harm to
,” giving advice on digital asset investment or quoting digital asset value, and in the case of “digital asset fund manager,” giving investment management service or making digital asset investment
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Disclosure Business News - EASTERN WATER RESOURCES DEVELOPMENT AND MANAGEMENT PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 20 January 2023 17:28 Disclosure
a digital wallet management system to accommodate efficient custody of digital assets and keys* and ensure safety of clients’ assets. The regulations cover the following requirements: (1) Policy
Renaissance Fund Management is a licensee under Type C Securities Business License in addition to the Derivatives Fund Management and Advisory Services Licenses. According to the SEC’s onsite
Thai ESG funds and strengthen the fiduciary duty of asset management companies (AMCs) to ensure responsible investment. Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “The Capital Market
The move follows SEC hearing at the end of 2018 on the amendment of the regulations on the maintenance of capital of investment management companies that manage property funds and infrastructure
October 2024, the Capital Market Supervisory Board Meeting No. 10/2024 passed a resolution approving in principle the proposed amendments to the PVD management regulations. The SEC is therefore