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Bangkok, March 16, 2016 ? The Criminal Fining Committee has imposed a fine of 500,000 baht on Chai Sophonpanich for disclosing inside information for other persons to purchase shares of Bangkok

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6241

SEC support wealth advisors to use fintech to guide people’s investment, disclosing supervision for ICO of securities tokens

SEC Secretary-General, Nataya Niyamanusorn said, “SEC has seen the wealth advisors having important role for the investors because they could make the investors realize financial planning as a living skill after the Thai society has stepped into the ageing society. However, ageing people may not have enough money after retirement and investors have not yet achieved their targeted returns on investment or have had enough money for long term. Therefore, SEC has gone ahead with the main strat...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8688

SEC extends fee deduction timeframe for the filing of registration statements and annual registration statements for companies disclosing greenhouse gas emission data for another three years

Offering and the Annual Registration Statement for Companies Disclosing Greenhouse Gas Emission Data, dated 10 March 2021, the fee deduction measures will expire at the end of 2023. The SEC therefore

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10549

SEC pushes forward sustainable investment and climate risk management of funds, reiterating that the management of asset management companies drives the implementation of ESG in practice

by AMCs, ultimately provide investors and asset owners with positive returns in the long run. Previously, the SEC issued guidelines to support the establishment and management of Sustainable and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11022

SEC revises certain regulations on mutual fund management to lower operating costs under Regulatory Guillotine scheme

, SEC has developed, reviewed, and revised regulations on the operation of investment management business covering the management of mutual fund from launching to termination, by doing as follows

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8954

Management Discussion and Analysis

Management Discussion and Analysis 1 Ref: AC.017/2020 18 May 2020 Subject: Management discussion and analysis of financial position and operating results To: President and Manager The Stock Exchange

https://market.sec.or.th/public/idisc/Views/Download?FILEID=dat/news/202005/20060100.pdf

Investor Alert : Pecunia Asset Management

Pecunia Asset Management : Unlicensed securities and derivatives business (Disclosure Date : 31/10/2022)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1679&CaseYY=2567

Finance Ministry and investment management industry launch Thailand ESG Fund as an initiative for enhancing financial wellness, market competitiveness and national sustainability

investment strategies, product selection guidelines, investment monitoring and active engagement in addition to disclosing the fund management results to check whether they align with the set sustainability

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10325

External User Accounts Management System (EXAM)

External User Accounts Management System (EXAM) ระบบบริหารจัดการบัญชีผู้ใช้งานบุคคลภายนอก External User Accounts Management System (EXAM) โปรดระบุข้อมูลด้านล่าง (Please fill in information below

https://market.sec.or.th/EXAM/EXAMLogin.ASPX?r=EXAMChangePassword

Online Fund Approval and Management System (OFAM)

Online Fund Approval and Management System (OFAM) ระบบอนุมัติจัดตั้งและจัดการกองทุน Online Fund Approval and Management System (OFAM) โปรดระบุข้อมูลด้านล่าง (Please fill in information below

https://market.sec.or.th/ofam/OFAMLogin.aspx