SEC has received a tip from an investor that a Facebook account named “Japhoon” (meaning Catching Stocks) may operate business without obtaining a license from SEC. After further investigation of
business license, Sor-1 type, for failure to maintain the required qualifications, effective 24 July 2023.The SEC is responsible for ensuring derivatives business operators’ compliance with the applicable
within the specified time. The aforementioned activities of {X1} is liable to operating digital asset business in the category of digital asset exchange without license, which is a violation of, or
without license. There is evidence of their illegal activities, such as records of investment advice rendering to clients, records of clients’ trading executions, details of clients’ trading transactions
Bangkok, April 4, 2011 - The SEC Board at its meeting No. 4/2011 today has approved the issuance of new license for undertaking brokerage business limited to precious metals derivatives covering gold
แต่มีปัญหาเกี่ยวกับระบบงานบกพร่อง จะถูกจำกัดให้ไม่สามารถขอเริ่มประกอบธุรกิจหลักทรัพย์ประเภทอื่น (activate license) ที่กำหนดในใบอนุญาตด้วยหรือไม่ คำตอบ : ผู้
บลจ. นำคำแนะนำไปเผยแพร่ต่อผู้ลงทุนรายอื่น ถือว่าเข้าข้อยกเว้นที่ไม่ต้องขอ IA License (ประกาศที่ กธ. 1/2560) หรือไม่ คำตอบ : การให้คำแนะนำเฉพาะแก่ผู้ลงทุน
exchange business under Section 3 of the Emergency Decree, for which OKX has not obtained a license, in violation of Section 26, and subject to offenses and penalties under Section 66 of the Emergency