initiated. This project encourages both existing and new business operators to provide more integrated financial advice and planning (wealth advice) service to general investors with investable assets not
แก่ผู้ลงทุนทั่วไปที่มีเงินลงทุน (investable assets) โดยไม่จำกัดการบริการเพียงเฉพาะผู้ลงทุนรายใหญ่ หรือผู้ที่มีเงินลงทุนสูงเท่านั้นแนวทางที่ ก.ล.ต.เสนอกำกับดูแลและสนับสนุนให้เกิดธุรกิจดังกล่าว ครอบคลุม 4
the written agreement made with the customer. Such agreement shall, at least, specify the types of investable assets and investment restrictions. Clause 9. The business operator shall, except otherwise
made with the customer. Such agreement shall, at least, specify the types of investable assets and investment restrictions. Clause 9. The business operator shall, except otherwise specified in the second
only in the assets specified in the written agreement made with the customer. Such agreement shall, at least, specify the types of investable assets and investment restrictions. Clause 9. The business
.................................................................................................) 1. เง่ือนไขในการให้บริการ (เลือกได้มากกว่า 1 รายการ และแนบเอกสารท่ีเกี่ยวข้อง (ถ้ามี)) ก าหนด investable assets ขั้นต่ าแรกเข้า (ถ้ามี โปรดเลือกรายการด้านล่าง) [ ] >3 ล้านบาท (โปรดระบุ
, name and contact address of clients in Thailand, records of their meeting with clients, lists of tradable securities, and records of investment fees charged on clients. SEC also finds that Broadgate
decreased by 14 million baht mainly from invests in current investments-marketable securities and dividend was received from the other long-term investments , compared to the third quarter of the previous
sale of current investments-marketable securities and dividend income, compared to the previous year. - The income tax expenses was decreased from the previous year amount of Baht 11 million in the same
than the previous year. And also from loss on investments in marketable securities, representing a total loss increase of 21 million baht, comparing to same period of last year. It is the transaction of