succeed without having efficient internal units comprising (1) company secretary having duty to monitor the company and its executives to comply with laws and keeping important information, (2) internal
การขายชอร์ตและการส่งมอบหลักทรัพย์ เพื่อการบริหารความเสี่ยงจากการทำหน้าที่เป็นผู้ดูแลสภาพคล่อง (market maker)ของบริษัทหลักทรัพย์ และการจัดการทรัพย์สินลูกค้าเมื่อเกิด internal short
Management Discussion and Analysis 1 Ref: AC.017/2020 18 May 2020 Subject: Management discussion and analysis of financial position and operating results To: President and Manager The Stock Exchange
management, compliance, and internal audit based on the principles of the Three Lines of Defense to ensure the effectiveness of securities company oversight and to further promote recognition of the
Association (TISA), and the Institute of Internal Auditors, Thailand (IIAT), co-organized a panel discussion on cybersecurity for risk management and IT audit personnel of business operators in the capital
SEC Secretary-General Ruenvadee Suwanmongkol (second from left) and SEC Assistant Secretary-General Praoporn Senanarong (far left) met with IOSCO Secretary-General Paul Andrews (middle) and IOSCO Deputy Secretary-General Tajinder Singh (second from right) to discuss international cooperation for the development and supervision of capital markets, at Hilton Hotel in Sydney Australia on 12 May 2019. SEC Secretary-General Ruenvadee Suwanmongkol met with IOSCO Secretary-General Paul Andrews to dis...
Management Discussion and Analysis Quarter 2 2020.pdf
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon along with executives, and the Association of Securities Companies (ASCO), led by Chairman Pichet Sithi-Amnuai along with executives and representatives from 38 securities firms, held a joint meeting to discuss and exchange views on guidelines for building trust and confidence in the Thai capital market, including guidelines for enhancing the development of the Thai securities industry where all...
Discussion and Analysis of Financial Condition and Results of Operations for the year 2556 Translation UWC 031/2560 August 10, 2017 Subject : Management Discussion and Analysis for quarter 2-2017 To
1708-043EN Management Discussion and Analysis for Q2-2017 _Ending June 30, 2017_ Ref. No. 1708/043EN August 11, 2017 Subject Management Discussion and Analysis for Q2/2017 (Ending June 30, 2017) To