collaboration to prevent and suppress securities-related offenses, setting the stage for more integrated efforts among justice-related agencies to take swifter and stronger legal action against offenders.SET
SCB ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 21/07/2020 - 31/07/2020
. Additionally, the SEC is preparing to strengthen its investigative capabilities, ensuring comprehensive enforcement to bolster confidence in Thailand’s capital market.”Professor Pornanong Budsaratragoon, Ph.D
บริษัท หลักทรัพย์จัดการกองทุนไทยพาณิชย์ จำกัด|กองทุนรวมหน่วยลงทุน (Fund of Funds) | วันที่เสนอขาย : 21/07/2563 - 31/07/2563
Bangkok, April 9, 2014 ? The SEC and the Securities and Exchange Commission of Cambodia (SECC) entered into a Memorandum of Understanding (MoU) to strengthen cooperation in providing assistance to
Reporting Person : - | Type of securities : - | Date of reporting obligation : 09/10/2006
The Securities and Exchange Commission (SEC) organized the Compliance Relations 2024 Event with asset management companies and limited brokers, dealers and underwriters (LBDU), including banks, insurance companies and investment unit brokers. Under the theme, "Together Towards Tomorrow," the event aimed to foster stronger relationships, exchange experiences, and share knowledge on regulatory guidelines in the investment management industry. This initiative seeks to enhance collaboration, benefit...
Memorandum of Understanding (MOU) to strengthen mutual collaboration in capital market oversight. This collaboration aims to improve regulatory efficiency within each organization’s legal framework, creating
In October 2024, the SEC conducted a hearing to gather comments from the public and stakeholders on the draft amendments to the IT Regulation and Guideline. Feedback and suggestions from stakeholders were incorporated into the finalization process. The SEC has issued notifications specifying the amendments with the key points as follows: (1) To adjust the frequency of submitting IT audit reports to be more appropriate for the risk level of small business operators and low-risk op...
strengthen investor confidence in the Thai capital market. The signing ceremony was presided over by Deputy Prime Minister and Minister of Finance, Mr. Pichai Chunhavajira, as an honorary witness, together