, and requiring him to return the compensation received from NCL, while canceling the termination of his employment; 2. If Kitti does not wish to resume his role as an NCL employee and insists on the
person’s names, or avoids using his own name to open an account or process the transaction; (2) the client insists to open several accounts of the same type for no apparent reason, which might indicate an
conduct transactions under other person’s names, or avoids using his own name to open an account or process the transaction; (2) the client insists to open several accounts of the same type for no apparent
attempts to open an account or conduct transactions under other person’s names, or avoids using his own name to open an account or process the transaction; (2) the client insists to open several accounts of
client, the intermediary shall inform the client of the unsuitability thereof. If the client insists on the investment or entering into the transaction, the intermediary shall arrange for the evidence
(2003). 11 the client, the intermediary shall inform the client of the unsuitability thereof. If the client insists on the investment or entering into the transaction, the intermediary shall arrange for
) providing additional consultation involving feature, risk and return of the investment or transaction for the client ’s reviewing or reconsidering if the client insists to invest. After giving additional
reconsidering if the client insists to invest. After giving additional consultation, if the client has still insisted, the intermediary shall arrange the client to sign for confirmation that the client accepts
consultation involving feature, risk and return of the investment or transaction for the client’s reviewing or reconsidering if the client insists to invest. After giving additional consultation, if the client