, said: ?During the past 10 months, the SEC has successfully imposed civil sanctions on 21 offenders, either natural or juristic persons, in the total of eight cases. The offenses involved misuse of inside
Earlier, by virtue of Section 267 of the Securities and Exchange Act of 1992, the SEC, with the approval of the SEC Board, ordered an attachment of assets of 10 entities who were imposed with the
Pursuant to the existing regulations that have been effective since 2004, listed companies are required to pay an annual fee for submission of the annual registration statement to the SEC. In this regard, the annual fee is calculated based on the shareholders’ equity presented in the financial statements for the latest accounting year that have been submitted to the SEC. In case of a listed company not submitting the latest annual financial statements within the specified period, the SEC will ca...
given by the board and thus the transaction needed prior approval from the IEC board of directors. His acts caused IEC to have burden on loan guarantee in the amount of B1,178 million and were in
Bangkok, June 7, 2016 ? The SEC has imposed a 10-year revocation of approval on a capital market investor consultant by the name of Pornthip Deesuk for performing duties dishonestly with the
. The Court inflicted the punishment of 2-year imprisonment. Since the defendant pleaded guilty, the Court reduced the punishments by half, resulting in 1-year imprisonment.The case was deemed final
. The Court inflicted the punishment of 2-year imprisonment. Since the defendant pleaded guilty, the Court reduced the punishments by half, resulting in 1-year imprisonment. The case was deemed final
SEC Act. The Court inflicted the punishment of 2-year imprisonment. Since the defendant pleaded guilty, the Court reduced the punishments by half, resulting in 1-year imprisonment. The case was deemed