under (1) and (2) constitute misconduct, indicating dishonesty and significantly affecting the reliability of personnel in capital market business, and the acts under (3) constitute a failure to

year, at least Level 1 assessment results are expected for all listed companies, indicating intent to comply with all relevant laws and regulations with ability to communicate with all stakeholders. For

course of business and charging fees. Also, there was no evidence indicating that purchase or sale orders were routed through any digital asset exchange. Instead, such activities were conducted outside any

February 2024, the SEC officially became one of the TNFD forum members*, demonstrating its leadership role and signaling to listed companies and stakeholders the importance of prioritizing the risks to

disclose to the company and person appointed by the company the information as to whether I have any characteristics indicating untrustworthiness as specified in the Notification of the Securities and

Facebook account, demonstrating an intention to provide services to customers in public. In this regard, there was no evidence indicating that purchase or sale orders were routed through any digital asset

, indicating that he had been authorized by his client to make securities trading decisions on the client's behalf. The communication record showed that {A} called to inform his client of the trading orders

indicating such change) 1.2 Type of Card [ ] Identification Card [ ] Passport (only for non-Thai national who does not have an identification card or does not know identification number) Card Number : Expiry

entrusted her to proceed, she withdrew the money using substitute passbook slips, resulting in the passbooks not showing the withdrawal transactions, and then used the clients’ money for her personal

amounted at 182.58 million baht, an increased compared to 1H18 which amounted at 137.93 million baht a total increase of 44.65 million indicating a 32.37% increase in revenue. The main reason for the