Increasingly, exhibitions and events in the areas of financial technology or innovations in the capital market and the digital asset market have become more popular, attracting significant interest
, including those from foreign countries, as they are not under the SEC’s supervision and may pose a risk of fraud and scams. Concurrently, the SEC urges event organizers to exercise caution when allowing
On 17 September 2021, the SEC sent a circular to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding
’ meeting on the said date in which the meeting had resolved to call for an Annual General Meeting of Shareholders for 2024. Even so, NUSA has yet to inform the SEC on the change of the 3 new directors in
filed a criminal complaint with the ECD Police in this matter for further proceedings. At this regard, any person suffering damage from investment with such company or persons should contact the ECD
the SEC website. Remark: * Pursuant to Section 66 of the Digital Asset Businesses Law, any person who operates digital asset businesses without a licence in accordance with Section 26 shall be liable
also empowers them to verify and make investment decisions with greater caution and safety in the modern financial landscape.” The SEC has continuously taken a proactive approach under its strategic
the stored things in respect of client ’s private data, and unrevealed or non-public information; (3) appointing a responsible person who has duty to undertake and be liable for arranging and keeping
Establishment and Management of Property Funds; “paid up capital” means the total value of the units which are paid in full. “REIT manager” means a person who performs the duty as REIT manager in accordance with
Market Supervisory Board under Section 6 of the Derivatives Act (No. 2) B.E. 2551 (2008) hereby issues the following regulations: Clause 1 In this Notification: “ derivatives broker ” means a person