The SEC made amendments to the regulations governing the reporting of the IPO shares results, aiming to enhance investor access into critical information and be useful for investors’ decision-making
includes inspection of audit firms’ quality control systems, which has been running since 2010. According to the Activities Report 2021, audit firms in the capital market have continued to improve their
* and Form 56*. These rules have caused an unreasonable burden on these companies. SEC therefore plans to improve these rules to facilitate holding companies, which engage in various types of business
with business operators to improve its supervision to be in accordance with innovations.”Furthermore, the event also included a seminar “FinTech Challenge: The Startup Fast-Track Gateway.” Mr. Poramin
Bangkok, November 20, 2013 ? SEC, ThaiBMA and TIA introduce ?Bond Supermart? to encourage retail investors access to corporate bonds in the secondary market with adequate information for investment decision making. Securities and Exchange Commission (SEC), Thai Bond Market Association (ThaiBMA) and Thai Investors Associations (TIA) co-developed Bond Supermart as corporate bond information platform for retail investors. The platform provides prices and necessary information of liquid bonds trade...
Facebook page "Trade Gold Now" : Unlicensed securities and derivatives business (Disclosure Date : 22/10/2025)
Facebook page "Trade Gold Now" : Unlicensed securities and derivatives business (Disclosure Date : 27/10/2025)
Facebook page "Gold Now Investment" : Unlicensed securities and derivatives business (Disclosure Date : 11/07/2025)
The SEC Strategic Plan 2024–2026 prioritizes the strengthening of Thai capital market trust and highlighting the critical significance of investor confidence in cultivating a robust capital market that serves as a channel for fundraising of businesses and investment for investors. Ultimately, the goal is to achieve sustainable development, reduce inequalities. Recognizing the importance of complete, transparent, and timely IPO information for investors’ informed decision-making, the SEC aims to...
As part of continuing efforts to support market confidence and business integrity, the OECD has launched in Asia a new set of corporate governance principles that were endorsed at the G20 Finance Ministers meeting in September 2015. The G20/OECD Principles of Corporate Governance provide recommendations for national policymakers on key corporate governance issues, such as shareholder rights, executive remuneration, financial disclosure, the behaviour of institutional investors, boardroom practic...