suppression of improper behaviors of listed companies. The webinar also aimed to communicate and build the understanding of revisiting rules and oversight measures that the SEC and the SET have revised to

, “Preventing, Deterring and Suppressing Improper Behaviors of Listed Companies”. This event was part of the Strengthening Corporate Governance of Listed Companies Initiative, aimed at encouraging the boards

, Kachen or Komgrich Luechanya or Chitsanucha Piyakanin), to imprisonment for permitting or participating in the preparation of incorrect or inaccurate accounts and public fraud. Previously, on November 8

accounts and documents, and also prepared incorrect accounts with intention to deceive others about those fraudulent actions.Previously, the SEC had received complaint concerning POWER-P?s suspicious

Bangkok, December 17, 2015 - The SEC has filed a criminal complaint against {A}, former managing director of Ramkhamhaeng Hospital Public Company Limited (RAM), with the Department of Special Investigation (DSI) for (1) failing to perform duties responsibly, carefully and honestly, (2) seeking unlawful gain for himself or other persons causing damage to the company, and (3) committing or permitting wrongful acts against RAM documents.The SEC found that {A}, then RAM managing director responsible...

Currently, the existing regulations regarding compensation for incorrect calculation of investment unit values require AMCs to compensate by reducing the number of units held by the buyers or the

submission of an incorrect 56-1 One Report for the year 2022 and the disclosure of false information or concealment of material facts that should have been disclosed, in violation of Section 56(3)(4) and

ลงทุนหรือราคาหน่วยลงทุนไม่ถูกต้อง (incorrect pricing) เพื่อให้ บลจ. มีความยืดหยุ่นในการบริหารจัดการกองทุนมากขึ้น ขณะที่ผู้ลงทุนยังได้รับการคุ้มครองอย่างเหมาะสมและไม่เสียประโยชน์อันพึงได้รับ และเปิดรับฟัง

เพื่อปรับปรุงหลักเกณฑ์ Incorrect Pricing ให้ยืดหยุ่นมากขึ้น

account of jointly committing dishonest acts to misappropriate TRITN assets, failing to perform duties responsibly, and consenting to preparation of incorrect accounting records, in many circumstances, as