illustrating making trading decision before client acknowledgement. The client then acknowledged the transactions without any objection and made payment completely.  {A}'s actions were deemed using client

of each mutual fund, together with sufficient description thereof illustrating the distinctive nature of each mutual fund and the value of the pool of assets. Should there be any change in such

must provide details of the results of the offering of investment units of each mutual fund, together with sufficient description thereof illustrating the distinctive nature of each mutual fund and the

investment units of each mutual fund, together with sufficient description thereof illustrating the distinctive nature of each mutual fund and the value of the pool of assets. Should there be any change in

99.99 percent of the total sold shares held by the Company, is the same-level-subsidiary to NBC and the connected person of the Company. Diagram illustrating shareholding structure of the Company in NBC

before market opened or closed, consequently misleading the public regarding the price or trading volumes of PK stocks and demonstrating the intention to make the price or trading volumes of the stock

or trading volumes of TKT stocks and demonstrating the intention to make the price or trading volumes of the stock deviate from normal market conditions. This case is in the process of inquiry by the

orders before market opened or closed, consequently misleading the public regarding the price or trading volumes of PROS stocks and demonstrating the intention to make the price or trading volumes of the

selling of precious metals or derivatives relating to precious metal ; (4) demonstrating that a director, a manager or an authorized management person who is responsible for undertaking derivatives business

selling of precious metals or derivatives relating to precious metal; (4) demonstrating that a director, a manager or an authorized management person who is responsible for undertaking derivatives business