, particularly during the current escalating trading of securities with a high P/E ratio and under cash balance rule. SEC Secretary-General Vorapol Socatiyanurak said: ?The SEC has urged securities companies to
registration statement could include the exchange rates a. at the latest practicable date; b. the high and low exchange rates for each month during the previous six months; and c. for the two most recent
required to disclose the exchange rate between the financial reporting currency and Thai Baht. The registration statement could include the exchange rates a. at the latest practicable date; b. the high and
baht or 129.78 percent rise, and the average daily trading volume increased from 0.37 million to 4.33 million shares.Chayanont?s action caused the price and trading volume of CHUO shares during his
trading orders sending. Such group of persons, with shared responsibilities, had placed high volume of matched trading orders for MORE shares on 10 November 2023, pushing its opening price to be higher than
? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives
securities trading decisions on behalf of the client. She then continuously made trading decision on behalf of the client for more than three months in high value and volume trades. {A}'s action was deemed as