SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the objectives and principles as notified.Now, SEC is seeking public comments on the guideline of ad...
Facebook Page ชื่อ Stock and stock market analysis : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2023)
B STOCK EXCHANGE : Unlicensed securities and derivatives business (Disclosure Date : 09/09/2025)
Facebook page ชื่อ Stock trading : Unlicensed securities and derivatives business (Disclosure Date : 15/01/2024)
Facebook page Online Stock Trading : Unlicensed securities and derivatives business (Disclosure Date : 25/03/2022)
Facebook Page ชื่อ Stock leader : Unlicensed securities and derivatives business (Disclosure Date : 23/01/2024)
Facebook page ชื่อ Stock InvestDiary : Unlicensed securities and derivatives business (Disclosure Date : 06/11/2023)
Facebook page ชื่อ Growth Stock : Unlicensed securities and derivatives business (Disclosure Date : 08/11/2023)
Facebook Page ชื่อ Stock teaching : Unlicensed securities and derivatives business (Disclosure Date : 06/03/2024)