transactions sent by the company. In addition, she had other persons confirm certain non-Internet based derivatives trading orders to make it appear that the client had sent the orders himself. {A}’s
Exchange Act B.E. 2535 (1992). The inquiry official forwarded the requested for the settlement. The Settlement Committee determined the fine, order no. 93/2017 dated on 15 November2017 and Marnfah Group
Section 33 of the Securities and Exchange Act B.E. 2535 (1992). The inquiry official forwarded the requested for the settlement. The Settlement Committee determined the fine, order no. 94/2017 dated on 15
. 2535 (1992). The inquiry official forwarded the requested for the settlement. The Settlement Committee determined the fine, order no. 91/2017 dated on 15 November2017 but Lederer (Thailand) Company
the Securities and Exchange Act B.E. 2535 (1992). The inquiry official forwarded the requested for the settlement. The Settlement Committee determined the fine, order no. 92/2017 dated on 15 November
such sanction; however, they refused to pay the civil penalty. Consequently, the SEC forwarded the case for the public attorney to bring a further legal action in the Civil Court. In this regard, a
Ritthongpitak at 0-2695-9693. Forwarded for your information and compliance. Yours sincerely, -Signature- (Mr. Rapee Sucharitakul) Secretary-General Enclosures: 1. Daily Status Report Form 2. Manual for
Information Concerning the Acquisition and Disposition of Assets of Listed Companies B.E. 2547 (as amended). Forwarded for your information. Sincerely yours, ( Mrs. Voraluksana Ongkosit ) Executive Vice