Administration, NIDA said that the findings indicated that the present theory on economic development direction with focus on financial decision making based on risks and returns might not result in the country?s
inspection findings related to the audits of public companies around the world. The findings in the audits on major financial institutions were also forwarded to the Financial Stability Board (FSB) as
and Machine Learning (ML) in business services, survey findings on providing international products to retail investors, insights on the growth of "finfluencers" in Thailand, support for Open Data use
from insufficient involvement of engagement partners and engagement quality control reviewers (EQCRs) and incomplete audit manuals as required by quality control standard. Findings by respective average
featured panel discussions for exchanging ideas and showcasing research projects, aiming to integrate academic findings into the formulation of regulatory and developmental policies for the capital market
Thai Fintech startups, research findings by SEC staff, researchers from academic institutions and relevant organizations, as well as insights from guest experts in the capital market. The event
According to the SEC inspection findings, Asia Wealth Securities Company Limited had failed to maintain the minimum net capital (NC) as required by the SEC regulations since 14 November 2022 and
and submit the findings and views to public prosecutor who has authority to prosecute the case against the offenders. The consideration of whether person is guilty or not is thereafter vested on the
findings, evidence and the company?s explanations showed ? failed to comply with the generally accepted accounting principles. In November 2010, Chonburi Kanyong Co., Ltd., a CCP subsidiary, sold its
14, 2012. The sanctions followed the SEC findings that the said persons mismanaged T.U. Dome Residential Complex Property Fund (T.U. Dome) severely, causing substantial damage to the fund and the