Bangkok, July 7, 2014 ? The SEC revised rules on mutual fund selling agents to allow additional channels for investment in mutual funds, expected to put into effect by early August 2014.Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board recently resolved to approve additional type of mutual fund selling agents which must: (1) be state enterprise which is non-bank and if setting up as a company, more than 50 percent of all shares with voting rights mus...
ACMF implements streamlined review framework for common prospectus.Kuala Lumpur, September 2, 2015, The ASEAN Capital Markets Forum (ACMF) announced today that the Securities Commission Malaysia (SC), the Monetary Authority of Singapore (MAS), the Securities and Exchange Commission (SEC), Thailand and the Singapore Exchange (SGX) have established the Streamlined Review Framework for the ASEAN Common Prospectus (the ?Framework"), pursuant to a Memorandum of Understanding (MoU) signed on 3 March 2...
Bangkok, April 9, 2013 ? The SEC will facilitate existing property funds (Type 1 property fund) to convert themselves into Real Estate Investment Trusts (REITs) to enhance the private sector?s investment opportunity.SEC Secretary-General Vorapol Socatiyanurak said the SEC will issue regulations in support of? the conversion of Type 1 property funds into REITs as the Type 1 property funds are allowed to raise fund and borrow for investment expansion by the end of 2013.In consummating the conversi...
investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous
representatives in safeguarding bondholders' rights, and facilitates the operations of bond issuers. This revision of the Terms and Conditions is a result of the ongoing collaborative efforts between the SEC
, embraces transition to change, creates awareness, supports and facilitates, and fosters engagement to ensure a smooth, effective and sustainable transition.“Most importantly, the SEC’s hands-on approach to
that facilitates market innovation, and enable market practitioners? self-regulatory functions. The proposed amendments will revoke all provisions on associations related to securities business currently
permitted as from August 15, 2014.?The global linkages in financial markets bring about challenges for private sector to seek new business alliances and income sources. The SEC facilitates issuance of new
predecessor launched in May 2012 has been well-receptive. The new version includes additional categories of financial products, facilitates users with additional information for efficient investment decision