approved exemption of application fee for an approval of public offering of shares and the Stock Exchange of Thailand (SET) to exempt the application fee for listing of ordinary shares as listed securities

Under the proposed regulations, in order to be qualified for exemption, the futures exchange, derivatives clearing house, securities clearing house and securities depository shall submit its rule to the SEC Office at least 10 working days before the intended effective date of such rule, along with a brief report on comments from the stakeholders (if any). The types of rule that can rely on this exemption are as follows:             (1)  Rules that carry the material context similar to that state...

Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in digital assets. This initiative aims to facilitate greater investor access to investment tokens in both primary and secondary markets through traditional financial institutions. Such a development will contribute to a more complete investment token ecosystem while increasing investment flexibility an...

Re: List of Issuers of Foreign Bonds or Foreign Debentures Exempted from Filing of Registration Statement and Draft Prospectus

Narongdej reduced his shareholding below such trigger point, he then was exempted from the requirement to make a tender offer. SEC Act S.247 Settlement Committee Meeting No. 9/2017 Settlement

of the total voting rights of BTNC. Later SIRATARN reduces its shareholding below such trigger point, it then was exempted from the requirement to make a tender offer. SEC Act S.247 Settlement

the total voting rights of BTNC. Later Mrs. Sirina Pavarolarvidya reduces her shareholding below such trigger point, her then was exempted from the requirement to make a tender offer. SEC Act S.247

total voting rights of SANKO. Later TIP reduces its shareholding below such trigger point, it then was exempted from the requirement to make a tender offer SEC Act S.247 Settlement Committee Meeting No

public announcement of a business takeover but failing to meet certain pre-conditions for making a tender offer for securities of such business because of uncontrollable external factors will be exempted

firm must neither count the votes over the limit nor pay dividends for such excess holdings.  Some types of unitholders are, however, exempted from the one-third limit, such as, the Government Pension