1(1) (2) or (3) who has notified and excecuted the intention to comply with the Notification of the Capital Market Supervisory Board concerning Temporary Rules for Undertaking Business of Certain
to a licensee under Paragraph 1(1) (2) or (3) who has notified and excecuted the intention to comply with the Notification of the Capital Market Supervisory Board concerning Temporary Rules for
aforementioned transactions. The audit must be carried out by an auditor on the SEC Approval List. Additionally, SAM must submit the special audit report, along with all relevant documents and evidence, to the SEC
247 and 246, respectively. In this regard, the matter of Vijit involvement will also be considered. ?Investigation on this incident has been carried out under the SEC regular procedures where workflow
profit units. If back office functions are carried out with quality, the company will be less likely to expose to risks and become more receptive among shareholders and the authority. In addition, the
of 100,000 Baht. In the event that the defendant failed to pay the said fine, execution shall be carried out in accordance with Section 29 of the Criminal Code. DAB Act S.17 Criminal Complaint Filed
of 100,000 Baht. In the event that the defendant failed to pay the said fine, execution shall be carried out in accordance with Section 29 of the Criminal Code. DAB Act S.26 Criminal Complaint Filed
branch offices without an approval from the Office; (10) advertise its business, unless such advertisement is carried out in accordance with the rules, conditions and procedures as specified in the