institutions have come into spotlight while innovation and technology help entail even more rapid fund flows. As Thai capital market supervisory and development authority, the SEC has played more proactive role

will need to manage liquidity in line with the Bank of Thailand’s requirements to comply with the LCR and the Net Stable Funding Ratio (NSFR) guidelines, which require banks to hold sufficient liquid

interest in which an intermediary is allowed to involve _____________________________ Clause 22 In case an intermediary has a reasonable ground to enter into a transaction being conflicts of interest as

entail ongoing surveillance, once a credit rating is published, the CRA should monitor the credit rating on an ongoing basis by: a. reviewing the creditworthiness of the rated entity or obligation

small and mid-cap companies, which involve additional risks such as limited liquidity and greater volatility. The Fund invests in securities outside of the U.S. which involve greater volatility and

credit ratings. Except for a credit rating that clearly indicates it does not entail ongoing surveillance, once a credit rating is published, the CRA should monitor the credit rating on an ongoing basis by

expected of the approval process to list our products on shelves. However, ICUK still aims to further entail the distribution coverage expansion in all channels while raising the same store sales growth with

interest as prescribed in Clause 16(6), the intermediary would be able to do so only when it complies with the following additional rules: (1) considering prudently that the transaction will entail the best