non-financial industries such as energy, arts, entertainment or sports whereby various assets are converted into digital tokens to enhance transaction efficiency and consumer accessibility. Regulators
At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business
The Securities and Exchange Commission (SEC) sent the winners of the Capital Market Datathon project, namely the TTF: Teen Titans of Finance team, and The Unique team, to present their works on
Bangkok, April 30, 2015 ? Chalee Chantanayingyong, Acting SEC Secretary-General, said that the SEC urges the public to learn of investment in capital market for saving growth and secured the future financially. Everyone is invited to visit SEC booth at Money Expo Bangkok 2015 presented under the theme ?Creating a beautiful life?. At the SEC booth, visitors will experience and learn of financial knowledge in various activity zones. To begin with, investment product zone introduces the capital mar...
Bangkok, November 12, 2015 ? The SEC will continue its drive to promote financial literacy and investor education via the SEC Open Space multimedia exhibition at the SET in the City 2015.?This year we have decided to run the SEC Open Space theme to inspire investors and the general public to rethink their future, financial and otherwise, and hopefully to be able to crystalize their life goals as a starting point for mapping out a personal financial plan before taking the next steps toward inform...
; (2) Determining the approval application fee for an appraisal company to be 50,000 baht and for a lead appraiser to be 10,000 baht per 5 years, instead of per 2 years at present, resulting in
Under the existing regulations, each business operator allows to prepare the customer complaints’ handling report in its own style and classify the type of complaints as it deems appropriate. Such variations have caused SEC extra time on processing the data for regulatory use. In addition, the current regulation which requires the operator to submit the report in paper form to SEC has incurred an undue burden to the business. SEC, therefore, proposes to amend the regulations by requiring...
Bangkok, October 2, 2015 The SEC has rolled out an initiative to enhance sustainability of the financial reporting ecosystem, which is paramount to the integrity and soundness of the Thai capital
Bangkok, February 9, 2016 ? The SEC is seeking public comments on draft amendments to several regulations governing provident fund (PVD) management to promote PVD as an effective savings chanel for employees. The revision aims at encouraging employees to save more, save longer, and save smart, to enjoy better quality of life after retirement.The proposed amendments would require that asset management companies comply with the following key regulations: 1) To provide several investment plans f...
, sufficiently, and comprehensively. The SEC?s seminar, recommendations, and checklist are the tools that enable listed companies to enhance their disclosure quality. If they all can proceed in accordance with