-date. Also, the derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any act which
, complete and up-to-date. Also, the derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any
derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any act which results in creating, altering
required to employ Value-at-Risk (VaR) approach in determining global exposure to better reflect market risk. Also, the funds must run stress test and back test along with disclosing information on VaR in
integrated recycling plant, located near Manila and run on state of the art technologies and industry-leading best practices to employ the safest and most advanced recycling process for plastic bottles made
lack sufficient information on products and services. At times, advertising and sales promotions employ premiums or gifts to attract the investing public and rush them into investment decisions. In this
for providing auditing service to businesses in the capital market. Such audit firm must employ at least one auditor in the capital market. The name list of the audit firms inspected by the SEC is
counterparty, excluding the cases where the issuer or the counterparty is a branch of a foreign commercial bank licensed to engage in commercial banking in Thailand; (2) Risk from foreign exchange rates. Clause
incr g business wh st of employ o 400 days, ac million. The ency in the am million, increa issued B/E B om the power expenses from 1.94 million llion from is the amount o s companies companies, t
outsourcing thereof. Clause 13 An intermediary shall employ personnel in capital market business in sufficient amount for undertaking its business, with the knowledge, skill and expertise necessary for