liability arises from his failure to issue orders or perform the duties required to ensure compliance with the specified regulations, resulting in IHL’s delayed submission of the report. SEC Act S.300 in
Supervisory Board. This liability arises from her failure to issue orders or perform the duties required to ensure compliance with the specified regulations, resulting in JCT’s delayed submission of the report
such as push selling or unsuitable distribution of financial products are found as a common area of concern arises in many jurisdictions, which poses challenge to the regulators. In this view, members
whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited
, it appears that the operating results of the mentioned period had the net loss 23.68 million baht. But in the same period of last year, there was the net profit of 72.27 million baht., mainly due to
from the date of receiving notification from the company. It appears that Mrs. Phanna Chumbuathong received a notice from the company on June 27, 2019, but did not respond to the company within the
Connection Corporation Public Company Limited, the “Company” has submitted the financial statements of the Company and its subsidiaries for the first quarter of 2022, ended March 31, 2022, it appears that the
, it appears that the operating results of the mentioned period had the net profit of 72.27 million baht. But in the same period of last year, there was the net loss of 9.24 million baht. The Company had
appears that the operating results of the mentioned period had the net loss 15.68 million baht. But in the same period of last year, there was the net profit of 135.50 million baht. The Company had the net