Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the suitability test. Due to their high level of sophistication, the institutional clients are considered capable of doing self-assessment; however, they may wish to opt in the coverage of suitability test in order to evaluate their portfolio investments and transactions. The proposed revision will also resu...
Website "AIRA", Line "AIRA ELITE" "ทิวา ชินธาดาพงศ์" "มาย", and Line Open Chat "20 Bull SET" impersonate "AIRA Securities Plc." : Unlicensed securities and derivatives business (Disclosure Date : 15
operating the digital asset dealer business under Section 3 of the Emergency Decree on Digital Asset Businesses without license in violation of Section 26 and subject to the penalties under Section 66 of the
เว็บไซต์ อ้างชื่อ AIRA และ Line อ้างชื่อ AIRA ELITE./ ทิวา ชินธาดาพงศ์ และ มาย และไลน์กลุ่มอ้างชื่อ 20 Bull SET - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 15
, the aforementioned services constituted transactions conducted outside the digital asset exchange.Such services shall be deemed to be the operation of a digital asset dealer business under Section 3
Division of the Royal Thai Police (ECD) for jointly operating the digital asset dealer business without license in violation of Section 26 and subject to the penalties under Section 66 of the Emergency
digital asset dealer business under Section 3 of the Emergency Decree. However, Exmix carried out such activities without obtaining the required licenses, thereby violating Section 26 and being subject to