benefits from the securities in possession. In any case, securities companies would need to establish efficient control and risk management system.SEC is therefore conducting a public hearing on the
MR. KOH LIAN KING During 3 November 2022 to 14 February 2022, MR. KOH LIAN KING colluded with MRS. TEO LEE NGO, who is legally presumed to have knowledge or possession of inside information about
Mr.Viroj Patcharawattanakul Mr.Viroj Patcharawattanakul is legally presumed to have knowledge or possession of inside information, and able to access inside information relating to the AAPICO Hitech
MRS. TEO LEE NGO MRS. TEO LEE NGO is legally presumed to have knowledge or possession of inside information about AAPICO Hitech Public Company Limited (AH) performance for Q3/2022 which would be
. Engineering service (“EN”) had a decrease in gross profit for Baht (17.71) million because of decrease in revenue and revision of estimated project cost of construction and electrical engineering. 2. Management
Baht (7.18) million because we recognize revenue from construction engineering with lower gross profit margin than electrical and telecommunication engineering service. 2. Management Service (“MS”) had a
Company 10/05/2011 01/06/2011 3. Notification of Capital Market Supervisory Board TorThor. 18/2553 Selling of Securities in Foreign Country by Securities Company Without Having Possession 27/04
allowing such transaction; (5) sell securities without having possession, or without receiving an order to sell from another person, unless the SEC issues a notification allowing such transaction; (6) accept
/reverse repo transaction as a tool for managing liquidity and generate benefits from the securities in possession. In this regard, however, securities companies have to put in place efficient control and