Currently, asset management companies have roles in reporting their portfolio outward foreign and derivatives of mutual funds and provident funds to both SEC and BOT on a monthly basis. In order to reduce the asset management companies’ reporting burdens, SEC held a discussion with BOT and reached a joint decision that BOT would use information in the report that mutual fund and provident fund operators file with SEC, instead of using BOT’s portfolio and derivative investment aboard (PI...
factual misstatements, limitations of the accounting systems, insufficient internal coordination, and the lack of awareness of the role and duties of the chief financial officer (CFO) and accountants in
31 กรกฎคม 2545 HPIR016/2017 November 13, 2017 Subject : Management Discussion and Analysis for the period ended September 30, 2017 To : The President The Stock Exchange of Thailand Duplicate : The
-compliance with the advertisement requirements may lead the SEC to instruct the issuer to revise the advertisement content to ensure that investors receive accurate, comprehensive, factual and not misleading
1/2 (Translation) Ref. HPIR 004/2018 February 28, 2018 Subject : Management Discussion and Analysis for the year ended December 31, 2017 To : The President The Stock Exchange of Thailand Duplicate
Duplicate : The Secretary General The Securities and Exchange Commission Hot Pot Public Company Limited (the “the Company”) would like to clarify the operating results for the period ended June 30, 2017 which
Thailand Duplicate : The Secretary General The Securities and Exchange Commission Hot Pot Public Company Limited (the “the Company”) would like to clarify the operating results for the period ended June 30
in writing and signed by the appellant. It shall clearly state the cause of appeal, reasons of argument against the administrative sanction together with referred factual or legal issues, as the case
inaccurate financial positions in the financial statements, e.g. pseudo capital increase, accounting records without supporting factual evidence, inaccurate investment reports, and overexaggerated liquid