servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter
knowledge sharing session on “Development and Framework for Technology Risk Control,” lectured by SEC executives. The occasion included a discussion on supervisory guidelines for technology risk control by
After STARK had failed to prepare and submit its financial statements for the year 2022 within the specified period as required by law, the SEC, by virtue of Section 58 of the SEA, instructed the company to clarify its plan for the preparation and submission of such financial statements, including the repayment of all bonds issued by the company together with the possible impacts on investors, so that investors can have information for decision-making. At the same time, STARK was also instructed...
Facebook page Investment Authority of HSH impersonates HUA SENG HENG Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 02/08/2024)
Facebook page "Investment Authority of Aurora" impersonates Aurora Design Plc. : Unlicensed securities and derivatives business (Disclosure Date : 26/08/2024)
Facebook page Investment Authority impersonates HUA SENG HENG Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 28/08/2024)
Mr. Paiboon Dumrongwaree, Assistant Secretary-General of the Securities and Exchange Commission (SEC) participated in the panel discussion titled “Three Lines & One Control: The Role of Directors
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนายไพบูลย์ ดำรงวารี ผู้ช่วยเลขาธิการ ร่วมเสวนางาน “Three Lines & One Control บทบาทกรรมการและผู้บริหารในการยกระดับการกำกับดูแลองค์กร
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Brown Field Infrastructure Fund | Offering Date : 22/06/2015 - 26/06/2015
in this regard. The Court's ruling confirms the SEC’s legal authority to enforce the provisions of the SEA against offenders, ensuring the efficiency of the law enforcement procedure. The SEC has