SEC Secretary-General Ruenvadee Suwanmongkol said that while everyone is practicing social distancing to control and mitigate the impacts of the Coronavirus disease (COVID-19), small-and medium-sized businesses still need to look for opportunities to access funding channels to keep their businesses running and supports to get them through the crisis. Since today’s ever advancing digital technology can be a great help to business fundraising, SEC will host a series of online seminar to sha...

SEC Secretary-General Rapee Sucharitakul said, “previously the comprehensive provision of counselling and advisory service on investment would be limited to private wealth only while the general public would face investment difficulties as they received a lot of information but could not analyze and compare a variety of investment products available or were advised to purchase individual products, especially those products for which the investment consultants  receive high sales commissions or w...

of Section 317/11 of the Securities and Exchange Act.  The Civil Sanction Committee has considered it is appropriate to enforce a civil sanction against the three offenders to whom the SEC notified of

Section 300 in conjunction with Section 240 of the SEA.   The Civil Sanction Committee (CSC) has therefore resolved to impose a civil sanction on both offenders, comprising civil penalties and

Sanction Committee (CSC) has therefore resolved to impose a civil sanction* on Mr. Pongsak Lothongkam, requiring him to pay a civil penalty, a compensation at an equal amount to the benefit received, and a

the SEA, subject to the penalties under Section 296, Section 296/1 and Section 296/2 of the SEA.  The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions on the four

while knowing or possessing the inside information given by Kitti was deemed a violation of Section 242(1) and liable to the penalties under Section 296 and Section 296/2 of the SEA. The Civil Sanction

conjunction with Section 244(3) and subject to the penalties under Section 296 and Section 296/2 of the said Act.   The Civil Sanction Committee has resolved to instruct SEC to impose civil sanction on

with Section 86 of the Criminal Code.  The Civil Sanction Committee has resolved to instruct SEC to impose civil sanction whereby Chanyarat and Eakarat must pay a separate civil penalty and compensate

to perform duties responsibly with professional due care in violation of the Notification of the Capital Market Supervisory Board.* The SEC has therefore imposed the administrative sanction whereby her