and social responsibility (ESR) and respect for human rights, to increase confidence and Thai capital market standards for the benefit of sustainable growth. The seminar featured special talks by local
Responsible Investment in Practice forum has provided insights on approaches that would be most impactful for the Thai market and we look forward to participating in similar dialogues in the future
fund investors around the world. Since then, the company has conducted constructive dialogues with relevant parties in the fund industry, including regulators, associations and fund managers on a
. This event featured expert speakers who delivered financial insights and inspiration talks on various topics, including: “Three Key Factors of Value Investing: Principal, Return and Time”, “Smart Saving
share financial and investment knowledge on the topic, “Thailand’s Financial Protection in the Digital Era,” featuring financial education talks by Ms. Sarica Apiwatthakakul, SEC Director of the
investment in sustainable initiatives, and supporting private sector participation in advancing climate change goals and national sustainability. Additionally, the seminar featured special talks by
the duty of investment consultants to record them along with conversations at all times for evidence. The SEC places high importance in this matter because it will be beneficial to both investment
trading decisions for the client. From examination of communications records, there was no sources of the orders; just transaction confirmations made by such investment consultant and the conversations
that he notified his clients of trading orders at night and failed to keep records of all clients' trading orders. Conversations between {A} and the clients found on the records also indicated the
moderator. The topics of the conversation were: (1) Possible approaches for promoting conversations and discussions among investors, developers, business operators and the public sector; (2) Potential risks