discussion facilitated the exchange of best practices among industry practitioners. Under this initiative, a panel discussion was held on the topic “Second Line Armed: Strengthening Defenses to Tackle Modern

and skills in capital market services (digital literacy), and strengthen consumers’ defenses against scams, fraud and cybercrime. This helps investors protect themselves and equips them with tools to

แยกหน้าที่ตามข้อกำหนดได้ มีการจัดทำตาม Maturity Level 3 รวมถึงมีการสอบทานการทำงานโดย ผู้ปฏิบัติหน้าที่ในระดับ 2nd line of defenses เพื่อให้มั่นใจว่าผู้ปฏิบัติงานดังกล่าว ปฏิบัติงานตามหลักการแบ่งแยก

Maturity Level 3 รวมถึงมีการสอบทานการทำงานโดย ผู้ปฏิบัติหน้าที่ในระดับ 2nd line of defenses เพื่อให้มั่นใจว่าผู้ปฏิบัติงานดังกล่าว ปฏิบัติงานตามหลักการแบ่งแยกหน้าที่ที่ดี มีการจัดทำตาม Maturity Level 4 โดย

policy(2) Preparing consent forms(3) Selecting and implementing appropriate security safeguards such as access control(4) Producing and managing “Record of Processing Activities (ROP)” that will used to

million baht, comparable to a securities company that safeguards client assets. Additionally, a funding portal acting as a bondholder representative is required to meet and maintain financial

paid-up registered capital of at least 25 million baht, comparable to a securities company that safeguards client assets. Additionally, a funding portal acting as a bondholder representative is

service for share subscription, for example, would be allowed to use a suitable method for account opening if they could prove that adequate safeguards against impersonation risk have been in place under

Ruenvadee Suwanmongkol, Secretary-General of SEC, remarked: “The enhancement of shareholders’ rights and protections is SEC’s main mission. Scaling up the legal knowledge regarding securities and

framework to facilitate cross-border offerings of a variety of fund structures to retail investors while maintaining appropriate investor protections. It was established under the auspices of the APEC Finance