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made a firm commitment to act as intermediary for the debt securities in secondary market trading, such as market maker providing liquidity through bid and offer rates, disclose the name and address of
/or admitted to trading. B. Entities Providing Liquidity. If any entity has made a firm commitment to act as intermediary for the debt securities in secondary market trading, such as market maker
New Products - Debt Market สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 28 August 2022 21:26 New Products - Debt Market Debenture [Data will be displayed only 14 days after
Outstanding Domestic Debt สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 14 January 2025 21:25 New Product Prospectus / Filing Sales Report Shelf Approval Outstanding Domestic Debt PP
The SEC supervises intermediaries? efficiency with an emphasis on risk management, suitable business model and risk profile of each securities house.? SEC Assistant Secretary-General Paralee Sukonthaman said: ?The SEC supervision takes into serious account intermediaries? managerial structure and work systems to ensure protection of clients? best interest and the overall market reliability. Some of the key issues include competent personnel, professional code of conduct, effective risk managemen...
ASEAN DEBT SECURITIES DISCLOSURE STANDARDS 1 แบบ 69-SUPPLEMENT-FD Commercial Name of the Issuer……………………………………… Offering to…………………………………………………………………… Types of Debt Securities ……………………………………………… Size
SEC Assistant Secretary-General Praoporn Senanarong said: “The debt crowdfunding* scheme is part of the SEC’s regulatory efforts to support the governmental policy on promoting greater access to
CMSB - Torthor 31-2556 - branch office of intermediary - TRANSLATED VERSION As of January 15, 2015 Readers should be aware that only the original Thai text has legal force and that this English
Bangkok, 11 October 2016 ? The SEC is seeking public comments on the proposed revision to the rules concerning intermediary reporting to support sufficient disclosure of information for the