knowledge sharing session on “Development and Framework for Technology Risk Control,” lectured by SEC executives. The occasion included a discussion on supervisory guidelines for technology risk control by
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนายไพบูลย์ ดำรงวารี ผู้ช่วยเลขาธิการ ร่วมเสวนางาน “Three Lines & One Control บทบาทกรรมการและผู้บริหารในการยกระดับการกำกับดูแลองค์กร
Mr. Paiboon Dumrongwaree, Assistant Secretary-General of the Securities and Exchange Commission (SEC) participated in the panel discussion titled “Three Lines & One Control: The Role of Directors
servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter
Facebook Page ชื่อ Manage future trade : Unlicensed securities and derivatives business (Disclosure Date : 16/07/2024)
Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep private...
Facebook page Manage Mutual Funds impersonates BBL Asset Management Co.,Ltd : Unlicensed securities and derivatives business (Disclosure Date : 02/09/2024)
The move follows SEC hearing at the end of 2018 on the amendment of the regulations on the maintenance of capital of investment management companies that manage property funds and infrastructure