Bangkok, 25 February 2019 ? The SEC is seeking public comments on the proposed rules for intermediaries to provide assisting tools to asset allocation and investment planning. This would allow investors to use more tool-specific services and have more investment alternatives to meet their demands.Given wider varieties of investment advisory services and larger pools of investment product information, it is difficult for investors to analyze and make comparison efficiently. Besides, brokers are i...
a concrete manner, including guidelines for crisis response, problem-solving, remedial action and communications, as well as appointment of crisis coordinators to respond to incidents and prepare for
E_1 Legal_FA_2015_12_29-c A WWCCoorrppLL44..11hhiigg A Executive Summary 1 Management Discussion and Analysis For the Year Ended December 31, 2017 In 2017, Thai economic growth gained traction, buoyed by strong recoveries in tourism and exports. This growth momentum is expected to carry on into 2018, especially amid a brighter outlook in public and private investment. Nonetheless, the business sector remained challenged by new modes of competition in a broader marketplace amid the advancing digi...
, including those from foreign countries, as they are not under the SEC’s supervision and may pose a risk of fraud and scams. Concurrently, the SEC urges event organizers to exercise caution when allowing
ของคณะทำงานด้าน innovation facilitators ซึ่ง ก.ล.ต. ร่วมเป็นคณะทำงานด้วย ณ สำนักงาน ก.ล.ต. เมื่อวันที่ 16 พฤศจิกายน 2563
digital asset businesses, including those from foreign countries, as they are not under the SEC’s supervision and may pose a risk of fraud and scams. Concurrently, the SEC urges event organizers to exercise
Decentralized Finance (DeFi) อีกด้วย สำหรับการประชุม GEMC ประเทศสมาชิกได้รายงานความคืบหน้าในการดำเนินการของคณะทำงานด้าน Innovation Facilitators และ Emerging Markets as an Asset Class ซึ่ง ก.ล.ต. เข้าร่วมเป็นคณะ
ประสิทธิภาพยิ่งขึ้น สำหรับการประชุม GEMC ประเทศสมาชิกได้รายงานความคืบหน้าในการดำเนินการของคณะทำงานด้าน sustainable finance รายงานด้านการใช้ innovation facilitators ในประเทศสมาชิก รวมถึงพัฒนาการกำกับดูแลตลาด
supervision and may pose a risk of scams. Concurrently, event organizers should exercise caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate
markets to study approaches and tools which regulators, as innovation facilitators, can adopt. These include innovation hubs, regulatory sandboxes and accelerators. The focus will be given on how to