assets to be invested by BTSGIF while the SEC has to notify its consideration on the application for establishment of the fund within 45 days from the date of receiving the application together with
investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has
Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak had affixed signature on subscription orders, redemption orders and switch orders of investment units, in his position as investment consultant, without meeting with or giving advice to a client in any way. The SEC has considered that Pongsak’s misconduct of performing duties irresponsibly wit...
. (Zipmex) for the Minister of Finance’s consideration. Meanwhile, as long as Zipmex continues its business operations, the company is subject to business suspension and is required to return assets to its
reports on time may submit a request for a deadline extension by 31 March 2025, together with supporting reasons and an estimated timeframe for 56-1 One Report submission for the SEC’s consideration on a
will further demonstrate the SEC role in promoting and supporting the business sector’s consideration of human rights in a tangible way and building international recognition of Thailand’s SDG
Mr. Somcha nuary 3, 20 of the date Extraordin January 19 consideratio nary Genera the Extraor (Translation Directors, A ord the nam neral Meeti of Member ion Multime pany”) held of two of eplace the re
million ess for the g and net profit its current bu nt including co enix and rela uisition transa of consideratio set acquisition value is lowe 2018 lic Company ces Public C ng to acquisit ich engages ceed
advantag ynergy betwee e group of th usiness as we s of the liste 551 (2008) R otification of th Acts of Liste he Acquisitio f Consideratio ulated from th entered into tw ard of Directo subscribes th on size